Acompli - Simplifying compliance  
 
 
 

Compliance Manual

 

In a challenging legal environment, obligations and issues affecting your business must be monitored and understood continuously.  Maintaining documentation to reflect changes is costly and cumbersome.  Acompli uniquely provides its Clients with state-of-the-art online access to the most current information available.  This additionally streamlines information availability to all of your Representatives. 

 

Our On-Line Compliance Manual can be customised to your company’s requirements.  Via the Internet, it allows all your staff access to the latest legislation, as well as all your standard forms, including your work procedures.  Additionally, the Compliance Manual has a built-in assessment component that will allow you to assess the compliance competency of your staff.

 

Key Features

 

  Licensee and Representative responsibilities
  Investment and risk advising procedures
  Complaint handling procedures
  Legislation
  Identification material
  Standard forms (we upload any standard forms, etc., you may have)

Benefits and Value

 

  Saves effort and resources
  Allows staff and individuals to work at their own pace
  Can be accessed anywhere, anytime
  On-line solutions for 'geographically challenged' Clients
  Easily customised to suit Client needs
  No need for staff to take time off work for training
  Improves productivity, skills and confidence of staff
  Assists in satisfying legislative obligations including supervision
  Easy to update and user friendly

Compliance Manual

 

In a challenging legal environment, obligations and issues affecting your business must be monitored and understood continuously.  Maintaining documentation to reflect changes is costly and cumbersome.  Acompli uniquely provides its Clients with state-of-the-art online access to the most current information available.  This additionally streamlines information availability to all of your Representatives. 

 

Our On-Line Compliance Manual can be customised to your company’s requirements.  Via the Internet, it allows all your staff access to the latest legislation, as well as all your standard forms, including your work procedures.  Additionally, the Compliance Manual has a built-in assessment component that will allow you to assess the compliance competency of your staff.

 

Key Features

 

  Licensee and Representative responsibilities
  Investment and risk advising procedures
  Complaint handling procedures
  Legislation
  Identification material
  Standard forms (we upload any standard forms, etc., you may have)

Benefits and Value

 

  Saves effort and resources
  Allows staff and individuals to work at their own pace
  Can be accessed anywhere, anytime
  On-line solutions for 'geographically challenged' Clients
  Easily customised to suit Client needs
  No need for staff to take time off work for training
  Improves productivity, skills and confidence of staff
  Assists in satisfying legislative obligations including supervision
  Easy to update and user friendly